0121 354 5239
Your Compliance Matters
Nationwide FCA authorisation and compliance support in Sutton Coldfield
YCM Consulting Ltd provides specialist insurance compliance consultancy services, including matters such as Financial Conduct Authority authorisation. Based in Sutton Coldfield in Birmingham but acting nationwide, our priority at YCM Consulting Ltd is to offer cost-effective and timely compliance solutions that allow you to focus on developing your business. We pride ourselves on building personal relationships with a diverse range of clients – whatever your needs may be, our compliance consultants can assist you.
Extensive experience
Our compliance consultants are professionally qualified and offer a bespoke service to each client. We are experts in FCA authorisation, using our knowledge and industry experience to provide a tailored approach which meets the individual requirements of your business. At YCM Consulting Ltd, our focus is on forming a personal and long-term relationship with you in order to offer the best solution for your circumstances.
Variety of services available
With a wide area of expertise in regards to compliance solutions and FCA authorisation services, our compliance consultants at YCM Consulting Ltd offer a broad range of services. These include, but are not limited to, the following:
Monthly, Quarterly or Biannual Compliance Audits
Compliance Procedures (such as compliance manuals, monitoring programs, business continuity plans and more)
TCF Reviews
Appointed Representative Agreements
Advice on Enforcement Actions
Annual Health Check
FCA Authorisation Applications
Change Management
Reviews of Outsourced Functions e.g. Administrators
Monthly, Quarterly or Biannual Compliance Audits
Compliance Training
Supervisory Processes (such as waivers, variations of permission, change in control applications etc.)
Operations Management / Business Improvement Techniques
Submission of FCA returns
Ad-Hoc Advice and Support from Our Compliance Consultants
Serving FCA regulated firms
Our clients include those whose main business relates to FCA-regulated activities, such as insurance brokers, as well as businesses such as property managing agents, motor dealerships and others that arrange insurance for their customers and have found themselves caught up by FCA regulation, even though their main activities are not regulated. No matter what your business may be, YCM Consulting Ltd can offer exceptional services nationwide from our base in Sutton Coldfield in Birmingham.
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